DFX Intelligence
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Team lift-out
2 advisors left W• W••••• M••••••••• L•• for W•••••• A•••••••
independent RIAtostate registeredRIA to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Douglas Christopher Brown | Scottsdale, Az | Sep 2, 2025 | Aug 11, 2025 |
| James Livingston Thompson | Scottsdale, Az | Sep 2, 2025 | Aug 11, 2025 |
The rule
- Registrations ended
- Sep 2, 2025
- Registered next
- Aug 11, 2025
- Branch state
- AZ
- Cities
- 1, most in Scottsdale, Az
- Registered there that day
- 15 (people still on IAPD; an estimate)
- Share of that headcount
- 13%
- Succession by the destination
- none on the tape