DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Livingston Thompson

Wealthx Advisorsstate registeredScottsdale, AzIA-onlyIAPD 4981549

Feed of 09/14/2026

Also filed as James Livingston Thompson

At current firm

1 y

since Aug 11, 2025

In the industry

13 y

since Oct 4, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealthx Advisors state registered current
since Aug 11, 2025 · Scottsdale, Az
Wt Wealth Management, LLC independent RIA
Oct 4, 2023 to Sep 2, 2025 · Scottsdale, Az
Money Concepts Advisory Service BD affiliated
Aug 17, 2022 to Jun 28, 2023 · Scottsdale, Az
Northern Trust Investments, Incorporated asset manager
Aug 19, 2015 to Sep 30, 2021 · Tempe, Az
Voya Financial Advisors, Inc. BD affiliated
Nov 1, 2012 to Feb 4, 2014 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Wt Wealth Management, LLC to Wealthx Advisors
left Sep 2, 2025, registered Aug 11, 2025 (-22 days) · RIA to a state-registered adviser · moved with a team
Money Concepts Advisory Service to Wt Wealth Management, LLC
left Jun 28, 2023, registered Oct 4, 2023 (98 days) · Affiliated broker-dealer or bank to independent RIA
Northern Trust Investments, Incorporated to Money Concepts Advisory Service
left Sep 30, 2021, registered Aug 17, 2022 (321 days) · Other
Voya Financial Advisors, Inc. to Northern Trust Investments, Incorporated
left Feb 4, 2014, registered Aug 19, 2015 (561 days) · Other

Signals

James Livingston Thompson left Wt Wealth Management, Llc for Wealthx Advisors (registered 2025-08-11)
Sep 2, 2025 · Advisor changed firm · fact
James Livingston Thompson left Money Concepts Advisory Service for Wt Wealth Management, Llc (registered 2023-10-04)
Jun 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address