RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• C••••••••• B••••
- Title
- Wealth Advisorreportedfullertonfp.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- K•••••• F•••••••• G••••• L•• independent RIA currentsince Aug 18, 2026 · Scottdale, Az
- W•••••• A••••••• state registered currentsince Aug 11, 2025 · Scottsdale, Az
- W• W••••• M••••••••• L•• independent RIASep 15, 2023 to Sep 2, 2025 · Scottsdale, Az
- M•••• C••••••• A••••••• S•••••• BD affiliatedJul 25, 2022 to Jun 28, 2023 · Palm Beach Gardens, Fl
- N••••••• T•••• I••••••••• I••••••••• asset managerJul 29, 2015 to Jul 21, 2022 · Tempe, Az
- C•••••• H••• I••••••••• M••••••••• I••• otherFeb 21, 2012 to Jun 30, 2015 · Scottsdale, Az
- B•• F•••••••• A••••••• BD affiliatedDec 21, 2011 to Jul 27, 2012 · Scottsdale, Az
- V••• I••••••••• M••••••••• C•• L•• asset managerJan 18, 2011 to Oct 4, 2011 · New York, Ny
- T• A••••••••• I••• formerSep 15, 2003 to Nov 3, 2004 · Phoenix, Az
- W• W••••• M••••••••• L•• to W•••••• A•••••••left Sep 2, 2025, registered Aug 11, 2025 (-22 days) · RIA to a state-registered adviser · moved with a team
- M•••• C••••••• A••••••• S•••••• to W• W••••• M••••••••• L••left Jun 28, 2023, registered Sep 15, 2023 (79 days) · Affiliated broker-dealer or bank to independent RIA
- N••••••• T•••• I••••••••• I••••••••• to M•••• C••••••• A••••••• S••••••left Jul 21, 2022, registered Jul 25, 2022 (4 days) · Other
- C•••••• H••• I••••••••• M••••••••• I••• to N••••••• T•••• I••••••••• I•••••••••left Jun 30, 2015, registered Jul 29, 2015 (29 days) · Other
- B•• F•••••••• A••••••• to C•••••• H••• I••••••••• M••••••••• I•••left Jul 27, 2012, registered Feb 21, 2012 (-157 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to B•• F•••••••• A•••••••left Oct 4, 2011, registered Dec 21, 2011 (78 days) · Other
- T• A••••••••• I••• to V••• I••••••••• M••••••••• C•• L••left Nov 3, 2004, registered Jan 18, 2011 (2267 days) · Other
- D•••••• C••••••••• B•••• left W• W••••• M••••••••• L•• for W•••••• A••••••• (registered 2025-08-11)Sep 2, 2025 · Advisor changed firm · fact
- D•••••• C••••••••• B•••• left M•••• C••••••• A••••••• S•••••• for W• W••••• M••••••••• L•• (registered 2023-09-15)Jun 28, 2023 · Advisor changed firm · fact
- D•••••• C••••••••• B•••• left N••••••• T•••• I••••••••• I••••••••• for M•••• C••••••• A••••••• S•••••• (registered 2022-07-25)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address