DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wt Wealth Management, LLC

Independent wealth managerScottsdale, ArizonaCRD 169566SEC 801-112701website IAPD

Latest filing Mar 2, 2026

First filing on the tape Feb 10, 2016 · 25 filings

SEC status approved since Mar 30, 2018

RAUM

$419M

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

99%

$413M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$32.2M

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$419M as of Mar 2, 2026

Mar 26, 2018$128M then

HNW client RAUM$230M as of Mar 2, 2026

Mar 26, 2018$46.8M then

State-registered IARs (5.B.3)13 as of Mar 2, 2026

Mar 26, 201812 then

Employees (5.A)16 as of Mar 2, 2026

Mar 26, 201812 then

Private funds: no history

RAUM +8.8% over the last fiscal year+17% a year over threeIARs 15 to 13offices 4 to 3

Practice profile

derived from the filing of Mar 2, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $32.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 87derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.2MderivedHNW RAUM over HNW clients
Average account: $153,277derivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 3.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +8.8%derivedbetween the last two annual amendments
Advisor growth, one year: -13%derivedItem 5.B.3 between annual amendments
Client growth, one year: -3.0%derived
Compensation: percentage of assets, hourly, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$230M55%
Individuals$183M44%
Charitable organizations$5.1M1.2%
Corporations and businesses$533,7920.1%
State and municipal entities$261,7080.1%

Individual clients: 1,028reported
HNW clients: 105reported
Pension plan clients: 0reported
Charitable clients: 2reported
Accounts: 2,734reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

13 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
John Kenneth Heilner	Scottsdale, Az	Dec 2, 2013	14 y	4
Eileen Mariel Proud	Tampa, Fl	Feb 19, 2016	44 y	5
Robert F Redwanc	Tampa, Fl	Feb 19, 2016	24 y	3
Glenn Jordan Leest	Scottsdale, Az	May 4, 2018	12 y	2
Allen Brann Atkins	Scottsdale, Az	May 4, 2018	19 y	1
Emy Annette TiceCertified Financial Planner	Scottsdale, Az	May 4, 2018	15 y	1
Jackson Scott Rogers	Scottsdale, Az	Feb 25, 2020	11 y	0
Kevan Scott Phillips	Provo, Ut	Jul 13, 2020	25 y	1
Brent L. Rankin	Scottsdale, Az	Mar 25, 2021	11 y	2
Austin Rogers	Scottsdale, Az	May 4, 2022	10 y	0
Jacob Richard West	Sandy, Ut	Sep 21, 2023	13 y	0
Thomas Clayton Simmons	Scottsdale, Az	Nov 22, 2023	29 y	3
Lance David Lundgren	Flagstaff, Az	Jul 21, 2026	18 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months

Left, latest

Alexander Coats to Robert W. Baird & Co. Incorporated
Sep 8, 2025 · RIA to RIA
Douglas Christopher Brown to Wealthx Advisors
Sep 2, 2025 · RIA to a state-registered adviser
James Livingston Thompson to Wealthx Advisors
Sep 2, 2025 · RIA to a state-registered adviser
Ryan Patrick Stuart to Arax Advisory Partners
Jun 25, 2025 · RIA to RIA
Jacob Norman Biliack to Hoylecohen, LLC
Jul 11, 2023 · RIA to RIA
Matthew John Haertzen to Cornerstone Portfolio Research
Jul 5, 2022 · Other
Daniel Ryan Goodman to Good Better Best Financial Planning LLC
May 29, 2020 · RIA to a state-registered adviser

Joined, latest

Alexander Coats from Edelman Financial Engines
May 5, 2025 · RIA to RIA
Thomas Clayton Simmons from Tcs Financial LLC
Nov 22, 2023 · Other
James Livingston Thompson from Money Concepts Advisory Service
Oct 4, 2023 · Affiliated broker-dealer or bank to independent RIA
Douglas Christopher Brown from Money Concepts Advisory Service
Sep 15, 2023 · Affiliated broker-dealer or bank to independent RIA
Brent L. Rankin from J.P. Morgan Securities LLC
Mar 25, 2021 · Wirehouse to independent RIA
Kevan Scott Phillips from Northwestern Mutual Investment Services,LLC
Jul 13, 2020 · Other
Jacob Norman Biliack from Four Peaks Wealth Management, LLC
May 24, 2018 · Other
Glenn Jordan Leest from Four Peaks Wealth Management, LLC
May 4, 2018 · Other
Allen Brann Atkins from Four Peaks Wealth Management, LLC
May 4, 2018 · Other
Emy Annette Tice from Four Peaks Wealth Management, LLC
May 4, 2018 · Other
Matthew John Haertzen from Four Peaks Wealth Management, LLC
May 4, 2018 · Other
Ryan Patrick Stuart from Four Peaks Wealth Management, LLC
May 4, 2018 · Other
Robert F Redwanc from True Financial Wealth Management Firm LLC
Feb 19, 2016 · Other
Eileen Mariel Proud from True Financial Wealth Management Firm LLC
Feb 19, 2016 · Other
John Kenneth Heilner from Wt Wealth Management, LLC
Dec 2, 2013 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Wealthx Advisors
Sep 2, 2025 · Scottsdale, Az

2 joined from True Financial Wealth Management Firm LLC
Nov 12, 2020 · Sedona, Az
5 joined from Four Peaks Wealth Management, LLC
Mar 16, 2018 · Flagstaff, Az · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Kenneth John Heilner · Chief Investment Officercontrol
since 10/2013 · owns less than 5%
Glenn David Johnson · Chief Compliance Officercontrol
since 06/2018 · owns less than 5%
Scott G. Rogers · General Partnercontrol
since 02/1995 · owns F of Randa Investments, Ltd.
Ann Kathe Rogers · Trusteecontrol
since 01/2012 · owns F of Gsr Irrevocable Trust

Entity owners

Westerntrust, LP · Owner
direct · owns 75% or more
Gsr Irrevocbale Trust · Partner
indirect · owns 50% to 75% of Westerntrust, L.P.
Randa Investments, Ltd. · Sole Member/Owner
indirect · owns 75% or more of Wt Capital Ventures, LLC
Wt Capital Ventures, LLC · General Partner
indirect · owns F of Westerntrust, L.P.

Related persons

Schedule D 7.A

Westerntrust Law, LLC
n
Wt Tax Accounting, LLC
insurancen

Advisers that list Wt Wealth Management, LLC as a related person

165178 y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined
Scottsdale, Az · principal	13	1
Flagstaff, Az	4	1
Tampa, Fl	2	0
Evergreen, Co	0	0

Offices

Schedule D 1.F, the 25 largest

Flagstaff, AZ7 employees
Jackson Hole, WY

What changed

consecutive filings, newest first

Accounts · 2,728 to 2,734
Nov 14, 2025 to Mar 2, 2026
HNW clients · 99 to 105
Nov 14, 2025 to Mar 2, 2026
Individual clients · 997 to 1,028
Nov 14, 2025 to Mar 2, 2026
Pension plan clients · unset to 0.0
Nov 14, 2025 to Mar 2, 2026
Pooled vehicle clients · unset to 0.0
Nov 14, 2025 to Mar 2, 2026
Discretionary RAUM · $395M to $406M
Nov 14, 2025 to Mar 2, 2026
HNW RAUM · $211M to $230M
Nov 14, 2025 to Mar 2, 2026
Individual RAUM · $182M to $183M
Nov 14, 2025 to Mar 2, 2026
Non-discretionary RAUM · $9.8M to $13.1M
Nov 14, 2025 to Mar 2, 2026
Pension RAUM · unset to 0.0
Nov 14, 2025 to Mar 2, 2026
Pooled vehicle RAUM · unset to 0.0
Nov 14, 2025 to Mar 2, 2026
RAUM · $405M to $419M
Nov 14, 2025 to Mar 2, 2026
Accounts · 2,594 to 2,728
Aug 2, 2025 to Nov 14, 2025
Advisory employees · 15 to 13
Aug 2, 2025 to Nov 14, 2025
Charity clients · unset to 2.0
Aug 2, 2025 to Nov 14, 2025
Corporate clients · unset to 4.0
Aug 2, 2025 to Nov 14, 2025
HNW clients · 89 to 99
Aug 2, 2025 to Nov 14, 2025
Individual clients · 1,079 to 997
Aug 2, 2025 to Nov 14, 2025
Employees · 18 to 16
Aug 2, 2025 to Nov 14, 2025
State-registered IARs · 15 to 13
Aug 2, 2025 to Nov 14, 2025
Other offices · 4 to 3
Aug 2, 2025 to Nov 14, 2025
Discretionary RAUM · $377M to $395M
Aug 2, 2025 to Nov 14, 2025
HNW RAUM · $192M to $211M
Aug 2, 2025 to Nov 14, 2025
Individual RAUM · $183M to $182M
Aug 2, 2025 to Nov 14, 2025
Non-discretionary RAUM · $8.2M to $9.8M
Aug 2, 2025 to Nov 14, 2025
RAUM · $385M to $405M
Aug 2, 2025 to Nov 14, 2025
Accounts · 2,429 to 2,594
Jan 24, 2025 to Mar 31, 2025
Advisory activities · 6 to 7
Jan 24, 2025 to Mar 31, 2025
HNW clients · 70 to 89
Jan 24, 2025 to Mar 31, 2025
Individual clients · 1,031 to 1,079
Jan 24, 2025 to Mar 31, 2025
Financial planning clients · 1-10 to 1-10
Jan 24, 2025 to Mar 31, 2025
Discretionary RAUM · $301M to $377M
Jan 24, 2025 to Mar 31, 2025
HNW RAUM · $147M to $192M
Jan 24, 2025 to Mar 31, 2025
Individual RAUM · $160M to $183M
Jan 24, 2025 to Mar 31, 2025
Non-discretionary RAUM · $9.9M to $8.2M
Jan 24, 2025 to Mar 31, 2025
Pension RAUM · 14804.0 to unset
Jan 24, 2025 to Mar 31, 2025
RAUM · $311M to $385M
Jan 24, 2025 to Mar 31, 2025
Employees · 19 to 18
Apr 10, 2024 to Jan 24, 2025
Other offices · 2 to 4
Apr 10, 2024 to Jan 24, 2025
Accounts · 2,350 to 2,429
Nov 21, 2023 to Mar 27, 2024

Signals

8 dated events

Alexander Coats left Wt Wealth Management, Llc for Robert W. Baird & Co. Incorporated (registered 2025-10-03)
Sep 8, 2025 · Advisor changed firm · fact
Douglas Christopher Brown left Wt Wealth Management, Llc for Wealthx Advisors (registered 2025-08-11)
Sep 2, 2025 · Advisor changed firm · fact
James Livingston Thompson left Wt Wealth Management, Llc for Wealthx Advisors (registered 2025-08-11)
Sep 2, 2025 · Advisor changed firm · fact
2 advisors left WT Wealth Management, LLC (Scottsdale, AZ) for Wealthx Advisors on the same day
Sep 2, 2025 · Team lift-out · derived
Ryan Patrick Stuart left Wt Wealth Management, Llc for Arax Advisory Partners (registered 2025-07-21)
Jun 25, 2025 · Advisor changed firm · fact
Jacob Norman Biliack left Wt Wealth Management, Llc for Hoylecohen, Llc (registered 2023-12-22)
Jul 11, 2023 · Advisor changed firm · fact
Matthew John Haertzen left Wt Wealth Management, Llc for Cornerstone Portfolio Research (registered 2025-12-11)
Jul 5, 2022 · Advisor changed firm · fact
Wt Wealth Management, Llc filed its initial SEC registration (Form ADV)
Feb 25, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/WT-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
Website: x.com.wtwealthmanagementreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 800-825-0616reportedpublic record, Form ADV, Mar 2, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $32.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026