DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left W••••••••• P•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Jessica AlpersCary, NcJul 1, 2026Jul 1, 2026
Kayla Caroline KingCape Carteret, NcJul 1, 2026Jul 1, 2026
Kenneth BollingerCary, NcJul 1, 2026Jul 1, 2026
Michael Len HelmsCary, NcJul 1, 2026Jul 1, 2026
Scott LordRaleigh, NcJul 1, 2026Jul 1, 2026
Stuart Alexander GayRaleigh, NcJul 1, 2026Jul 1, 2026
Victoria Handley ArajCary, NcJul 1, 2026Jul 1, 2026
The rule
Registrations ended
Jul 1, 2026
Registered next
Jul 1, 2026
Branch state
NC
Cities
3, most in Cary, Nc
Registered there that day
14 (people still on IAPD; an estimate)
Share of that headcount
50%
Succession by the destination
none on the tape
Other teams out of W••••••••• P•••••••• L••Other teams into W••••• E••••••••• A••••••• S•••••••• L••