DFX Intelligence
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Firm absorbed
3 advisors left F•••••••• P•••••••• L•• for A••••••• F•••••••• G••••• L••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David George Risser | Santa Fe, Nm | Jan 3, 2022 | Jan 7, 2022 |
| Gonzalo Rufatt | Santa Fe, Nm | Jan 3, 2022 | Jan 4, 2022 |
| Kerry Douglas Lee | Santa Fe, Nm | Jan 3, 2022 | Dec 21, 2021 |
The rule
- Registrations ended
- Jan 3, 2022
- Registered next
- Dec 21, 2021 to Jan 7, 2022
- Branch state
- NM
- Cities
- 1, most in Santa Fe, Nm
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- none on the tape