DFX Intelligence
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Firm absorbed
9 advisors left A••••• W••••• M••••••••• L•• for H•••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Michael Duchesneau | Waltham, Ma | Nov 16, 2020 | Oct 24, 2020 |
| Jeffrey Joseph Harrington | Waltham, Ma | Nov 16, 2020 | Dec 15, 2020 |
| Joseph Edward Henry | Waltham, Ma | Nov 16, 2020 | Jan 4, 2021 |
| Kimberly S Morrow | Waltham, Ma | Nov 16, 2020 | Dec 8, 2020 |
| Lynn Waples | Waltham, Ma | Nov 16, 2020 | Nov 17, 2020 |
| Matthew Conroy | Waltham, Ma | Nov 16, 2020 | Dec 8, 2020 |
| Matthew Sapir Ristuccia | Waltham, Ma | Nov 16, 2020 | Nov 24, 2020 |
| Richard Daniel Kahn | Waltham, Ma | Nov 16, 2020 | Nov 24, 2020 |
| Timothy David Duchesneau | Waltham, Ma | Nov 16, 2020 | Jan 22, 2021 |
The rule
- Registrations ended
- Nov 16, 2020
- Registered next
- Oct 24, 2020 to Jan 22, 2021
- Branch state
- MA
- Cities
- 1, most in Waltham, Ma
- Registered there that day
- 9 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape