DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left C•••••• P••••••• A••••••• L•• for B••••• F•••••• I••••••••• C••••••••• L•••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Abraham GarciaRoseville, CaJun 8, 2026Mar 4, 2026
Anthony Bertuol OkunRoseville, CaJun 8, 2026Mar 4, 2026
James Fredric MccarthyRoseville, CaJun 8, 2026Mar 4, 2026
Jason William MartinRoseville, CaJun 8, 2026Mar 4, 2026
Lawrence Arthur HansenRoseville, CaJun 8, 2026Mar 4, 2026
Terry Kin ChiuRoseville, CaJun 8, 2026Mar 4, 2026
The rule
Registrations ended
Jun 8, 2026
Registered next
Mar 4, 2026
Branch state
CA
Cities
1, most in Roseville, Ca
Registered there that day
15 (people still on IAPD; an estimate)
Share of that headcount
40%
Succession by the destination
none on the tape
Other teams out of C•••••• P••••••• A••••••• L••Other teams into B••••• F•••••• I••••••••• C••••••••• L•••