DFX Intelligence
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Team lift-out
10 advisors left T•• P•••••• F•••••••• G••••• L•• for L•• F•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Alexander Bianchi | Walpole, Ma | Jun 29, 2018 | Dec 8, 2017 |
| Linda Susan Mckenney | Walpole, Ma | Jun 29, 2018 | Jun 25, 2018 |
| Marc Normand Paquette | Walpole, Ma | Jun 29, 2018 | Jun 25, 2018 |
| Matthew Mendall Schwartz | Walpole, Ma | Jun 29, 2018 | Jun 28, 2018 |
| Nathaniel Benjamin Hahn | Milford, Ma | Jun 29, 2018 | Jun 28, 2018 |
| Paul Tamagni | Walpole, Ma | Jun 29, 2018 | Jun 28, 2018 |
| Richard A Spriano | Walpole, Ma | Jun 29, 2018 | Sep 21, 2017 |
| Susanne R. Nelson | Walpole, Ma | Jun 29, 2018 | Feb 6, 2018 |
| Austin Richard Albert | Walpole, Ma | Jul 2, 2018 | Jun 27, 2018 |
| Michael Armand Godin | Walpole, Ma | Jul 3, 2018 | Jun 25, 2018 |
The rule
- Registrations ended
- Jun 29, 2018 to Jul 3, 2018
- Registered next
- Sep 21, 2017 to Jun 28, 2018
- Branch state
- MA
- Cities
- 2, most in Walpole, Ma
- Registered there that day
- 34 (people still on IAPD; an estimate)
- Share of that headcount
- 29%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.