DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
4 advisors left P•• A••••••• for U•••••••• F•••••••• A•••••••• L••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Christopher Lock | St Louis, Mo | Aug 10, 2022 | May 11, 2022 |
| Susan Rene Sommer | St Peters, Mo | Aug 16, 2022 | Aug 10, 2022 |
| William Bernard Albair | St Louis, Mo | Aug 18, 2022 | Aug 15, 2022 |
| Gregory John Wozniak | Lake Winnebago, Mo | Aug 22, 2022 | Aug 16, 2022 |
The rule
- Registrations ended
- Aug 10, 2022 to Aug 22, 2022
- Registered next
- May 11, 2022 to Aug 16, 2022
- Branch state
- MO
- Cities
- 3, most in St Louis, Mo
- Registered there that day
- 79 (people still on IAPD; an estimate)
- Share of that headcount
- 5.1%
- Succession by the destination
- none on the tape