DFX Intelligence
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Team lift-out
2 advisors left W•••• F•••• A••••••• for S•••••••• A••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Roberto Ugalde | Montclair, Ca | Sep 30, 2015 | Oct 22, 2015 |
| Charles Robert Manness | Chula Vista, Ca | Oct 6, 2015 | Nov 4, 2015 |
The rule
- Registrations ended
- Sep 30, 2015 to Oct 6, 2015
- Registered next
- Oct 22, 2015 to Nov 4, 2015
- Branch state
- CA
- Cities
- 2, most in Montclair, Ca
- Registered there that day
- 12,890 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape