DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from W•••• F•••• A••••••• to W•••• F•••• A•••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mike Oakes | Boulder, Co | Nov 10, 2022 | Nov 14, 2022 |
| Richard Phillips | Lakewood, Co | Nov 18, 2022 | Nov 18, 2022 |
The rule
- Registrations ended
- Nov 10, 2022 to Nov 18, 2022
- Registered next
- Nov 14, 2022 to Nov 18, 2022
- Branch state
- CO
- Cities
- 2, most in Boulder, Co
- Registered there that day
- 13,859 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape