DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from W•••• F•••• A••••••• to W•••• F•••• A•••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Smith Kelleher | Worcester, Ma | Sep 16, 2025 | Sep 17, 2025 |
| Patrick Bernard Holland | Worcester, Ma | Sep 18, 2025 | Sep 18, 2025 |
| Peter V Caruso | West Boylston, Ma | Sep 18, 2025 | Sep 19, 2025 |
| Robert Mark Cotter | Waltham, Ma | Sep 18, 2025 | Sep 19, 2025 |
| Christopher John Roering | Westminster, Ma | Sep 19, 2025 | Sep 19, 2025 |
The rule
- Registrations ended
- Sep 16, 2025 to Sep 19, 2025
- Registered next
- Sep 17, 2025 to Sep 19, 2025
- Branch state
- MA
- Cities
- 4, most in Worcester, Ma
- Registered there that day
- 13,874 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape