DFX Intelligence
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Team lift-out
2 advisors left W•••• F•••• A••••••• for R•• C•••••• M••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph Paul Palumbo | Pasadena, Ca | Nov 2, 2016 | Nov 1, 2016 |
| Adam Richard Fein | Los Angeles, Ca | Nov 3, 2016 | Nov 1, 2016 |
The rule
- Registrations ended
- Nov 2, 2016 to Nov 3, 2016
- Registered next
- Nov 1, 2016
- Branch state
- CA
- Cities
- 2, most in Pasadena, Ca
- Registered there that day
- 13,693 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape