DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left W•••• F•••• A••••••• for R•• C•••••• M••••••• L••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
James Todd CarbonellLafayette, CaAug 30, 2017Aug 31, 2017
Matthew Quinlon ForreyLafayette, CaAug 30, 2017Aug 30, 2017
Amy Kuo CaffeseWalnut Creek, CaSep 5, 2017Aug 30, 2017
Dennis Joseph FitzgeraldSeal Beach, CaSep 8, 2017Sep 8, 2017
The rule
Registrations ended
Aug 30, 2017 to Sep 8, 2017
Registered next
Aug 30, 2017 to Sep 8, 2017
Branch state
CA
Cities
3, most in Lafayette, Ca
Registered there that day
13,962 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of W•••• F•••• A•••••••Other teams into R•• C•••••• M••••••• L••