DFX Intelligence
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Team lift-out
2 advisors left W•••• F•••• A••••••• for D•••••••• A••••••• S•••••••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Lauren Parente Stapleton | Santa Rosa, Ca | Nov 3, 2022 | Oct 3, 2023 |
| William Carroll Parente | Santa Rosa, Ca | Nov 3, 2022 | Oct 3, 2023 |
The rule
- Registrations ended
- Nov 3, 2022
- Registered next
- Oct 3, 2023
- Branch state
- CA
- Cities
- 1, most in Santa Rosa, Ca
- Registered there that day
- 13,877 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Aug 2, 2023), not necessarily this firm