DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left W•••• F•••• A••••••• for C•••••• S••••• • C••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Pedro Alaniz | Pasadena, Ca | Jul 30, 2021 | Aug 9, 2021 |
| Nicholas Jennings Bragg | Walnut Creek, Ca | Aug 5, 2021 | Aug 24, 2021 |
The rule
- Registrations ended
- Jul 30, 2021 to Aug 5, 2021
- Registered next
- Aug 9, 2021 to Aug 24, 2021
- Branch state
- CA
- Cities
- 2, most in Pasadena, Ca
- Registered there that day
- 14,201 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape