DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left W•••• F•••• A••••••• for C•••••• S••••• • C••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Tyler Paik-Nicely | Walnut Creek, Ca | Nov 1, 2021 | Dec 6, 2021 |
| Cesar Rocha | El Segundo, Ca | Nov 12, 2021 | Nov 24, 2021 |
| Carrie Ann Brewer | Sacramento, Ca | Nov 19, 2021 | Feb 4, 2022 |
The rule
- Registrations ended
- Nov 1, 2021 to Nov 19, 2021
- Registered next
- Nov 24, 2021 to Feb 4, 2022
- Branch state
- CA
- Cities
- 3, most in Walnut Creek, Ca
- Registered there that day
- 14,113 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape