DFX Intelligence
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Team lift-out
2 advisors left W•••• F•••• A••••••• for L•• F•••••••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Joseph Tapia | Bay Shore, Ny | Mar 20, 2026 | Mar 16, 2026 |
| Lawrence John Mcternan | Cortlandt Manor, Ny | Mar 30, 2026 | Mar 25, 2026 |
The rule
- Registrations ended
- Mar 20, 2026 to Mar 30, 2026
- Registered next
- Mar 16, 2026 to Mar 25, 2026
- Branch state
- NY
- Cities
- 2, most in Bay Shore, Ny
- Registered there that day
- 14,220 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape