RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• J••• M•••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 25, 2026 · Cortlandt Manor, Ny
- W•••• F•••• A••••••• wirehouseNov 7, 2016 to Mar 30, 2026 · New York, Ny
- H••• S••••••••• •••• I••• BD affiliatedFeb 24, 2012 to Nov 17, 2016 · New York, Ny
- T• W••••• M••••••••• S••••••• I••• unclassifiedNov 16, 2005 to Aug 8, 2006 · Purchase, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Mar 3, 2005 · New York, Ny
- Q•••• • R•••••• I••• unclassifiedDec 12, 2002 to Oct 20, 2004 · New York, Ny
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 30, 2026, registered Mar 25, 2026 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left Nov 17, 2016, registered Nov 7, 2016 (-10 days) · Other
- T• W••••• M••••••••• S••••••• I••• to H••• S••••••••• •••• I•••left Aug 8, 2006, registered Feb 24, 2012 (2026 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to T• W••••• M••••••••• S••••••• I•••left Mar 3, 2005, registered Nov 16, 2005 (258 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- L••••••• J••• M••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-03-25)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address