DFX Intelligence
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Team lift-out
6 advisors left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bradford Lawrence Flowers | Huntsville, Al | Mar 20, 2017 | Mar 20, 2017 |
| Steuart Adair Evans | Huntsville, Al | Mar 20, 2017 | Mar 20, 2017 |
| Celesta Ann Freeman | Huntsville, Al | Mar 21, 2017 | Mar 17, 2017 |
| Deborah Linn Mosley | Huntsville, Al | Mar 21, 2017 | Mar 17, 2017 |
| John Preston Watts | Huntsville, Al | Mar 21, 2017 | Mar 17, 2017 |
| Russell Turner Henshaw | Huntsville, Al | Mar 21, 2017 | Mar 17, 2017 |
The rule
- Registrations ended
- Mar 20, 2017 to Mar 21, 2017
- Registered next
- Mar 17, 2017 to Mar 20, 2017
- Branch state
- AL
- Cities
- 1, most in Huntsville, Al
- Registered there that day
- 13,781 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.