DFX Intelligence
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Team lift-out
3 advisors left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Richard Earl Umbarger | Irvine, Ca | Nov 3, 2022 | Oct 28, 2022 |
| Shane Tracy Kollenborn | Irvine, Ca | Nov 3, 2022 | Oct 28, 2022 |
| William Franklin Cordray | Irvine, Ca | Nov 3, 2022 | Oct 28, 2022 |
The rule
- Registrations ended
- Nov 3, 2022
- Registered next
- Oct 28, 2022
- Branch state
- CA
- Cities
- 1, most in Irvine, Ca
- Registered there that day
- 13,877 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape