DFX Intelligence
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Team lift-out
6 advisors left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kyle William Hawthorne | Baton Rouge, La | Jul 24, 2017 | Jul 21, 2017 |
| Margaret K Martinez | Baton Rouge, La | Jul 24, 2017 | Jul 21, 2017 |
| Roger William Sullivan | Baton Rouge, La | Jul 24, 2017 | Jul 21, 2017 |
| William Bowen Mcrae | Baton Rouge, La | Jul 24, 2017 | Jul 21, 2017 |
| Christopher Shannon Montgomery | New Orleans, La | Jul 31, 2017 | Aug 2, 2017 |
| Rebecca Laiche | New Orleans, La | Jul 31, 2017 | Jul 28, 2017 |
The rule
- Registrations ended
- Jul 24, 2017 to Jul 31, 2017
- Registered next
- Jul 21, 2017 to Aug 2, 2017
- Branch state
- LA
- Cities
- 2, most in Baton Rouge, La
- Registered there that day
- 13,933 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.