DFX Intelligence
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Team lift-out
4 advisors left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bobby Lee O'Brian | Omaha, Ne | May 10, 2018 | May 14, 2018 |
| Julie Lynn Kramer | Omaha, Ne | May 10, 2018 | Apr 24, 2018 |
| Mark Daniel Heeney | Omaha, Ne | May 10, 2018 | Apr 12, 2018 |
| Lori Ellen Whiteman | Omaha, Ne | May 11, 2018 | May 16, 2018 |
The rule
- Registrations ended
- May 10, 2018 to May 11, 2018
- Registered next
- Apr 12, 2018 to May 16, 2018
- Branch state
- NE
- Cities
- 1, most in Omaha, Ne
- Registered there that day
- 14,215 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.