DFX Intelligence
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Team lift-out
4 advisors left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian James Crowley | Albany, Ny | Nov 23, 2015 | Dec 4, 2015 |
| Melissa Lynn Taylor | Albany, Ny | Nov 24, 2015 | Jun 14, 2021 |
| Sanford Family | Albany, Ny | Nov 24, 2015 | Dec 8, 2015 |
| William Joseph Jackowski | Latham, Ny | Nov 24, 2015 | Jun 14, 2021 |
The rule
- Registrations ended
- Nov 23, 2015 to Nov 24, 2015
- Registered next
- Dec 4, 2015 to Jun 14, 2021
- Branch state
- NY
- Cities
- 2, most in Albany, Ny
- Registered there that day
- 12,959 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.