DFX Intelligence
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Team lift-out
2 advisors left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I•••••••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Harry Edward Fischer | San Luis Obispo, Ca | Dec 7, 2020 | Dec 4, 2020 |
| Jonathan Ray Guillen | Anaheim, Ca | Dec 7, 2020 | Dec 3, 2020 |
The rule
- Registrations ended
- Dec 7, 2020
- Registered next
- Dec 3, 2020 to Dec 4, 2020
- Branch state
- CA
- Cities
- 2, most in Anaheim, Ca
- Registered there that day
- 14,234 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape