DFX Intelligence
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Team lift-out
3 advisors left A••••• A•• P••••••• S••••••• for O•• C•••••• M••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Zachary Logan Stein | Sherman Oaks, Ca | Aug 4, 2025 | Sep 3, 2025 |
| Nicholas Wesley Gardner | Martinez, Ca | Aug 5, 2025 | Sep 3, 2025 |
| Matthew S Stephenson | Pleasant Hill, Ca | Aug 8, 2025 | Sep 3, 2025 |
The rule
- Registrations ended
- Aug 4, 2025 to Aug 8, 2025
- Registered next
- Sep 3, 2025
- Branch state
- CA
- Cities
- 3, most in Sherman Oaks, Ca
- Registered there that day
- 1,455 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape