DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from M••••••• F•••••••• P••••••• L•• to M••••••• F•••••••• P••••••• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nathaniel Scott Gilbert | Warrenton, Va | Mar 3, 2016 | Mar 8, 2016 |
| Sarah Jean Yakel | Warrenton, Va | Mar 3, 2016 | Mar 8, 2016 |
The rule
- Registrations ended
- Mar 3, 2016
- Registered next
- Mar 8, 2016
- Branch state
- VA
- Cities
- 1, most in Warrenton, Va
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- a succession within a year (Feb 10, 2016), not necessarily this firm