DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jonathan David Swart | Wilmington, Nc | Sep 11, 2023 | Sep 7, 2023 |
| Stephen Craig Batts | Wilmington, Nc | Sep 15, 2023 | Sep 7, 2023 |
The rule
- Registrations ended
- Sep 11, 2023 to Sep 15, 2023
- Registered next
- Sep 7, 2023
- Branch state
- NC
- Cities
- 1, most in Wilmington, Nc
- Registered there that day
- 19,497 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape