DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for ••••••••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Francis Sandbothe | Farmington, Nm | Feb 26, 2024 | Feb 16, 2024 |
| Megan Ann Sandbothe | Farmington, Nm | Feb 26, 2024 | Feb 16, 2024 |
The rule
- Registrations ended
- Feb 26, 2024
- Registered next
- Feb 16, 2024
- Branch state
- NM
- Cities
- 1, most in Farmington, Nm
- Registered there that day
- 20,179 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape