DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for ••••••••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bryan Michael Pumphrey | Las Vegas, Nv | Oct 2, 2023 | Sep 29, 2023 |
| Ellen Guerra | Las Vegas, Nv | Oct 2, 2023 | Sep 29, 2023 |
The rule
- Registrations ended
- Oct 2, 2023
- Registered next
- Sep 29, 2023
- Branch state
- NV
- Cities
- 1, most in Las Vegas, Nv
- Registered there that day
- 19,584 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape