DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
4 advisors left E••••• J•••• for A••••••••• F•••••••• S•••••••• L••
national BDtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Sandra Matson | Newbury Park, Ca | Dec 5, 2023 | Dec 1, 2023 |
| Sarah Shirazi Reznick | Newbury Park, Ca | Dec 18, 2023 | Dec 1, 2023 |
| John Leroy Fuller | Martinez, Ca | Dec 21, 2023 | Jan 10, 2024 |
| John Thomas Patton | Fountain Valley, Ca | Dec 26, 2023 | Dec 8, 2023 |
The rule
- Registrations ended
- Dec 5, 2023 to Dec 26, 2023
- Registered next
- Dec 1, 2023 to Jan 10, 2024
- Branch state
- CA
- Cities
- 3, most in Newbury Park, Ca
- Registered there that day
- 19,897 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape