DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for L•• F•••••••• L••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexander Neal | St Louis, Mo | Mar 14, 2019 | Feb 5, 2020 |
| Regina N Spence | St Louis, Mo | Mar 20, 2019 | Apr 1, 2019 |
The rule
- Registrations ended
- Mar 14, 2019 to Mar 20, 2019
- Registered next
- Apr 1, 2019 to Feb 5, 2020
- Branch state
- MO
- Cities
- 1, most in St Louis, Mo
- Registered there that day
- 15,986 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape