DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for L•• F•••••••• L••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph Robert Collen | St Louis, Mo | Sep 1, 2022 | Nov 15, 2022 |
| Rene P Soliz | St Louis, Mo | Sep 2, 2022 | Sep 1, 2022 |
The rule
- Registrations ended
- Sep 1, 2022 to Sep 2, 2022
- Registered next
- Sep 1, 2022 to Nov 15, 2022
- Branch state
- MO
- Cities
- 1, most in St Louis, Mo
- Registered there that day
- 18,601 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape