DFX Intelligence
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Team lift-out
2 advisors left D••••••• B••• S••••••••• I••• for C•••••• W••••• P•••••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Richard Alan Ward | Los Angeles, Ca | Sep 18, 2018 | Dec 5, 2025 |
| Lee Benjamin Hutter | Los Angeles, Ca | Sep 20, 2018 | Sep 12, 2018 |
The rule
- Registrations ended
- Sep 18, 2018 to Sep 20, 2018
- Registered next
- Sep 12, 2018 to Dec 5, 2025
- Branch state
- CA
- Cities
- 1, most in Los Angeles, Ca
- Registered there that day
- 15 (people still on IAPD; an estimate)
- Share of that headcount
- 13%
- Succession by the destination
- none on the tape