DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Curated Wealth Partners, LLC
Latest filing Jul 29, 2026
First filing on the tape Jul 25, 2018 · 27 filings
SEC status approved since Aug 28, 2018
RAUM
$1.8B
reported, Item 5.F
Discretionary
50%
of RAUM
Private clients
89%
$1.6B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$352M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.8B as of Jul 29, 2026
Mar 26, 2019$120M then
HNW client RAUM$1.6B as of Jul 29, 2026
Mar 26, 2019$120M then
State-registered IARs (5.B.3)5 as of Jul 29, 2026
Mar 26, 20192 then
Employees (5.A)12 as of Jul 29, 2026
Mar 26, 20194 then
Private funds7 as of Jul 29, 2026
Feb 28, 20221 then
RAUM +22% over the last fiscal year+34% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $352MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $23.0MderivedHNW RAUM over HNW clients
- Average account
- $4.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 50%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +55%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $32.4M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.6B89%
- Pooled investment vehicles$197M11%
- Individual clients
- 0reported
- HNW clients
- 68reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 421reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32.4M for 5 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.89 fund_share=0.11 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Leighton Sullivan | El Segundo, Ca | Nov 26, 2024 | 13 y | 1 |
| Ryan J Reid | El Segundo, Ca | Aug 12, 2025 | 11 y | 1 |
| Axel J Hsu | El Segundo, Ca | Oct 30, 2025 | 10 y | 0 |
| Richard Alan WardChartered Financial Analyst | El Segundo, Ca | Dec 5, 2025 | 18 y | 2 |
| Lee Benjamin Hutter | El Segundo, Ca | Feb 2, 2026 | 31 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Sarah Elizabeth Ellis to Gkv Capital Management Co IncSep 30, 2024 · RIA to RIA
Joined, latest
- Richard Alan Ward from Deutsche Bank Securities Inc.Dec 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Ryan J Reid from J.P. Morgan Securities LLCAug 12, 2025 · Wirehouse to independent RIA
- John Leighton Sullivan from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 26, 2024 · Wirehouse to independent RIA
- Sarah Elizabeth Ellis from Morton WealthJun 28, 2023 · RIA to RIA
- Lee Benjamin Hutter from Deutsche Bank Securities Inc.Sep 12, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Deutsche Bank Securities Inc.Sep 18, 2018 · Los Angeles, Ca
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Curated Investment Partners I, LLC | Other Private Fund | $18.3M | 12 | Nov 30, 2021 |
| Cwp Humble Growth II | $12.4M | 15 | Jul 29, 2026 | |
| Cwp Aeec LP | $10.5M | 19 | Jul 29, 2026 | |
| Cwp Stripes Fund Vii | $9.3M | 15 | Jul 29, 2026 | |
| Curated Lglu LLC | Private Equity Fund | $7.6M | 7 | Jan 31, 2024 |
| Cwp Shine Fund III LP | $1.8M | 9 | Jul 29, 2026 | |
| Curated Monarch Lufc LLCno longer reported | Private Equity Fund | $2,511 | 7 | Mar 16, 2023 |
| Cwp Glendower Vi, LP | $0 | 0 | Jul 29, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Benjamin Lee Hutter · Managing Membercontrolsince 09/2018 · owns 25% to 50%
- Dawn Susan Moffat · Managing Member And Chief Compliance Officercontrolsince 09/2018 · owns 10% to 25%
- Alan Richard Ward · Managing Membercontrolsince 09/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| El Segundo, Ca · principal | 5 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- wealth RIA private fund surgeCombination · filing Mar 18, 2026a wealth manager (private-client share at least 50 percent) whose private fund count grew by three or more and 50 percent or more. RAUM $1,448,000,000 to $1,762,000,000, advisors 3 to 5, private clients 44 to 68, offices 0 to 0 (2025-04-01 to 2026-03-18)peers: independent wealth managers, $1B to $5B (1,360)
- private fund count surgeChange between filings · filing Mar 18, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 5.0 (+150.0%) between the annual amendments of 2025-04-01 and 2026-03-18; the peer median change was 0.0% (126 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (126) · 99% percentile
What changed
consecutive filings, newest first
- Private funds · 5 to 7Mar 18, 2026 to Jul 29, 2026
- Accounts · 328 to 421Apr 1, 2025 to Mar 18, 2026
- Advisory employees · 3 to 5Apr 1, 2025 to Mar 18, 2026
- HNW clients · 44 to 68Apr 1, 2025 to Mar 18, 2026
- Pooled vehicle clients · 2 to 6Apr 1, 2025 to Mar 18, 2026
- Assets in custody · $19.2M to $32.4MApr 1, 2025 to Mar 18, 2026
- State-registered IARs · 3 to 5Apr 1, 2025 to Mar 18, 2026
- Private funds · 2 to 5Apr 1, 2025 to Mar 18, 2026
- Discretionary RAUM · $565M to $889MApr 1, 2025 to Mar 18, 2026
- HNW RAUM · $1.4B to $1.6BApr 1, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $883M to $873MApr 1, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $31.0M to $197MApr 1, 2025 to Mar 18, 2026
- RAUM · $1.4B to $1.8BApr 1, 2025 to Mar 18, 2026
- Financial planning clients · unset to Feb 5, 2025 to Apr 1, 2025
- Private funds · 3 to 2Feb 5, 2025 to Apr 1, 2025
- Accounts · 234 to 328Jun 3, 2024 to Feb 5, 2025
- HNW clients · 29 to 44Jun 3, 2024 to Feb 5, 2025
- Assets in custody · $16.2M to $19.2MJun 3, 2024 to Feb 5, 2025
- Employees · 10 to 12Jun 3, 2024 to Feb 5, 2025
- Discretionary RAUM · $371M to $565MJun 3, 2024 to Feb 5, 2025
- HNW RAUM · $946M to $1.4BJun 3, 2024 to Feb 5, 2025
- Non-discretionary RAUM · $595M to $883MJun 3, 2024 to Feb 5, 2025
- Pooled vehicle RAUM · $20.0M to $31.0MJun 3, 2024 to Feb 5, 2025
- RAUM · $966M to $1.4BJun 3, 2024 to Feb 5, 2025
- Accounts · 198 to 234Jun 1, 2023 to Jan 31, 2024
- HNW clients · 22 to 29Jun 1, 2023 to Jan 31, 2024
- Pooled vehicle clients · 1 to 2Jun 1, 2023 to Jan 31, 2024
- Assets in custody · $8.8M to $16.2MJun 1, 2023 to Jan 31, 2024
- Employees · 8 to 10Jun 1, 2023 to Jan 31, 2024
- State-registered IARs · 2 to 3Jun 1, 2023 to Jan 31, 2024
- Private funds · 2 to 3Jun 1, 2023 to Jan 31, 2024
- Discretionary RAUM · $300M to $371MJun 1, 2023 to Jan 31, 2024
- HNW RAUM · $721M to $946MJun 1, 2023 to Jan 31, 2024
- Non-discretionary RAUM · $430M to $595MJun 1, 2023 to Jan 31, 2024
- Pooled vehicle RAUM · $8.8M to $20.0MJun 1, 2023 to Jan 31, 2024
- RAUM · $730M to $966MJun 1, 2023 to Jan 31, 2024
- Private funds · 1 to 2Feb 7, 2023 to Mar 16, 2023
- Accounts · 145 to 198Apr 19, 2022 to Feb 7, 2023
- Advisory employees · 2 to 3Apr 19, 2022 to Feb 7, 2023
- HNW clients · 11 to 22Apr 19, 2022 to Feb 7, 2023
Signals
7 dated events
- Curated Wealth Partners, Llc reported RAUM $1.4B, up 50% from $966.0M (2024-06-03 to 2025-02-05)Feb 5, 2025 · RAUM change · derived
- Sarah Elizabeth Ellis left Curated Wealth Partners, Llc for Gkv Capital Management Co Inc (registered 2025-09-08)Sep 30, 2024 · Advisor changed firm · fact
- Curated Wealth Partners, Llc reported RAUM $966.0M, up 32% from $730.0M (2023-06-01 to 2024-01-31)Jan 31, 2024 · RAUM change · derived
- Curated Wealth Partners, Llc reported RAUM $573.0M, up 64% from $349.6M (2021-11-30 to 2022-02-28)Feb 28, 2022 · RAUM change · derived
- Curated Wealth Partners, Llc reported RAUM $349.6M, up 54% from $226.4M (2020-08-19 to 2021-03-08)Mar 8, 2021 · RAUM change · derived
- Curated Wealth Partners, Llc reported RAUM $226.4M, up 88% from $120.2M (2019-03-26 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
- Sherlock Advisors, Llc filed its initial SEC registration (Form ADV)Jul 25, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Curated Wealth Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Curated Wealth Partners, LLC · Private Equityshared crd · organization
- Curated Wealth Partners, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/curated-wealth-partners/?viewAsMember=treportedpublic record, Form ADV, Sep 17, 2026
- Website
- curatedwealthpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-356-0830reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $352Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026