DFX Intelligence
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Team lift-out
2 advisors left T•••• A•••••••• L•• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dorothy H Yandle | Charlotte, Nc | Apr 18, 2022 | Apr 19, 2022 |
| Kristine Lynn Pennington | Charlotte, Nc | Apr 18, 2022 | Apr 18, 2022 |
The rule
- Registrations ended
- Apr 18, 2022
- Registered next
- Apr 18, 2022 to Apr 19, 2022
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 108 (people still on IAPD; an estimate)
- Share of that headcount
- 1.9%
- Succession by the destination
- none on the tape