DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Triad Advisors, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2Triad Advisors, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAtlanta, GaAffiliated broker-dealer or bank to anotherAug 23, 2024
over 4 d
2Triad Advisors, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAtlanta, Ga +1Affiliated broker-dealer or bank to anotherFeb 15, 2024
3Triad Advisors, LLC BD affiliatedArkadios Wealth Advisors BD affiliatedScottsdale, AzAffiliated broker-dealer or bank to anotherNov 10, 2023
2Triad Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedCape Coral, FlAffiliated broker-dealer or bank to anotherAug 4, 2023
2Triad Advisors, LLC BD affiliatedLPL Financial LLC independent RIAAltoona, Pa +1Affiliated broker-dealer or bank to independent RIAOct 31, 2022
2Triad Advisors, LLC BD affiliatedIncompass Financial Partners, LLC independent RIAAlpharetta, Ga +1Affiliated broker-dealer or bank to independent RIAJul 1, 2022
2Triad Advisors, LLC BD affiliatedLPL Financial LLC independent RIAUnion City, Tn +1Affiliated broker-dealer or bank to independent RIAJul 1, 2022
2Triad Advisors, LLC BD affiliatedLPL Financial LLC independent RIACharlotte, NcAffiliated broker-dealer or bank to independent RIAApr 18, 2022
2Triad Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedSomerville, NjAffiliated broker-dealer or bank to anotherDec 2, 2021
over 5 d
2Triad Advisors, LLC BD affiliatedCadaret Grant & Co Inc BD affiliatedSciota, PaAffiliated broker-dealer or bank to anotherMay 27, 2020
3Triad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIACharlotte, NcAffiliated broker-dealer or bank to independent RIAMay 21, 2020
2Triad Advisors, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAtlanta, GaAffiliated broker-dealer or bank to anotherOct 31, 2019
2Triad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAFrisco, TxAffiliated broker-dealer or bank to independent RIAJul 22, 2019
3Triad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAtlanta, GaAffiliated broker-dealer or bank to independent RIAApr 30, 2019
2Triad Advisors, LLC BD affiliatedBelpointe Asset Management LLC independent RIAAtlanta, GaAffiliated broker-dealer or bank to independent RIAAug 22, 2018
2Triad Advisors, LLC BD affiliatedArkadios Wealth Advisors no RAUMWaukesha, Wi +1Affiliated broker-dealer or bank to a newly registered adviserMay 29, 2018
5Triad Advisors, LLC otherKalos Management otherAtlanta, Ga +1OtherDec 31, 2015
2Triad Advisors, LLC otherCoppertree?, LLC no RAUMWestborough, MaOtherDec 2, 2015
2Triad Advisors, LLC otherWells Fargo Advisors wirehouseRedondo Beach, CaOtherSep 14, 2015
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19 teams match.derived from registration dates