DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from O•• C•••••• P•••••• W•••••• L•• to O•• C•••••• P•••••• W•••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Erik Randall Wallin | Hingham, Ma | Mar 31, 2017 | May 8, 2017 |
| Paul Andrew Squarcia | Hingham, Ma | Mar 31, 2017 | May 8, 2017 |
The rule
- Registrations ended
- Mar 31, 2017
- Registered next
- May 8, 2017
- Branch state
- MA
- Cities
- 1, most in Hingham, Ma
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- a succession within a year (Feb 3, 2017), not necessarily this firm