DFX Intelligence
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Team lift-out
2 advisors left 7• S•••••• F••••••••• L•• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph Ray Duca | San Ramon, Ca | Dec 31, 2025 | Feb 18, 2025 |
| Travis Shawn Lewis | San Diego, Ca | Dec 31, 2025 | Feb 18, 2025 |
The rule
- Registrations ended
- Dec 31, 2025
- Registered next
- Feb 18, 2025
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape