DFX Intelligence

RIA Intelligence

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Firm absorbed

14 advisors left R••••• F•••••••• A•••••••• L•• for C••••••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Alyssa Marie OtwayWayne, PaMar 31, 2023Nov 2, 2022
Ashley Diane NimonWayne, PaMar 31, 2023Nov 2, 2022
Austin Dodge HogganWayne, PaMar 31, 2023Nov 2, 2022
Brian Joshua JacobsWayne, PaMar 31, 2023Nov 2, 2022
Bryan Robert BladesWayne, PaMar 31, 2023Nov 3, 2022
Carl Michael RosenfeldWayne, PaMar 31, 2023Nov 3, 2022
Casey Zistel ShureWayne, PaMar 31, 2023Nov 2, 2022
Derrick Joseph GoodenowWayne, PaMar 31, 2023Nov 2, 2022
Haley Paige LanganWayne, PaMar 31, 2023Nov 2, 2022
Justin Matthew SpikeWayne, PaMar 31, 2023Nov 2, 2022
Kathryn Rose RiesbergWayne, PaMar 31, 2023Nov 2, 2022
Lillia SmithWayne, PaMar 31, 2023Nov 2, 2022
Max ElfenbeinWayne, PaMar 31, 2023Nov 2, 2022
Michael Newman MattiseWayne, PaMar 31, 2023Nov 2, 2022
The rule
Registrations ended
Mar 31, 2023
Registered next
Nov 2, 2022 to Nov 3, 2022
Branch state
PA
Cities
1, most in Wayne, Pa
Registered there that day
14 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
a succession within a year (Oct 20, 2023), not necessarily this firm
Other teams out of R••••• F•••••••• A•••••••• L••Other teams into C••••••