DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Radnor Financial Advisors, LLC

Former SEC-registered adviserWayne, PennsylvaniaCRD 282753SEC 801-107320IAPD
Latest filing Mar 1, 2023
First filing on the tape Feb 17, 2016 · 24 filings
RAUM
$2.8B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$2.8B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.8B as of Mar 29, 2022
Mar 25, 2017$1.4B then
HNW client RAUM$2.7B as of Mar 29, 2022
Mar 24, 2018$1.7B then
State-registered IARs (5.B.3)11 as of Mar 29, 2022
Mar 25, 20176 then
Employees (5.A)23 as of Mar 29, 2022
Mar 25, 201712 then
Private funds: no history
RAUM +21% over the last fiscal year+21% a year over threeIARs 12 to 11
Practice profile
derived from the filing of Mar 1, 2023; every figure names its basis
RAUM per advisor
$256MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
58derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.9MderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.1derivedItem 5.A over advisors
Advisors per office
11.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+21%derivedbetween the last two annual amendments
Advisor growth, one year
-8.3%derivedItem 5.B.3 between annual amendments
Client growth, one year
+42%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$232M, 116 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.7B96%
  • Individuals$101M3.6%
Individual clients
242reported
HNW clients
391reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,588reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$232M for 116 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Joshua Brian Jacobs · Financial Consultant, Director Of Portfolio Managementcontrol
    since 07/2019 · owns less than 5%
  • Newman Michael Mattise · President, Chief Investment Officercontrol
    since 02/2016 · owns less than 5%
  • Triston Larry Nakamura · Chief Compliance Officercontrol
    since 02/2023 · owns less than 5%
  • Michael Carl Rosenfeld · Chief Marketing Officercontrol
    since 02/2016 · owns less than 5%
  • Zistel Casey Shure · Director Of Financial Planningcontrol
    since 07/2017 · owns less than 5%
  • Matthew Justin Spike · Financial Consultantcontrol
    since 07/2019 · owns less than 5%
  • Ruth Stephanie Vermillion · Chief Operating Officercontrol
    since 02/2016 · owns less than 5%
Entity owners
  • Ci Private Wealth, LLC · Owner
    direct · owns 75% or more
  • Ci Financial Corp. · Owner
    indirect · owns 75% or more of Ci US Holdings Inc. · public reporting company
  • Ci US Holdings Inc. · Owner
    indirect · owns 75% or more of Cipw Holdings, LLC
  • Cipw Holdings, LLC · Owner
    indirect · owns 75% or more of Ci Private Wealth, LLC
Related persons
Schedule D 7.A
  • Corient
    investment adviseryRAUM $165B
  • Cipw Family Office Services, LLC
    insurancen
Advisers that list Radnor Financial Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Related adviser · false to true
    Apr 4, 2022 to Nov 1, 2022
  • Accounts · 2,382 to 2,588
    Nov 10, 2021 to Mar 29, 2022
  • Advisory employees · 12 to 11
    Nov 10, 2021 to Mar 29, 2022
  • HNW clients · 288 to 391
    Nov 10, 2021 to Mar 29, 2022
  • Individual clients · 158 to 242
    Nov 10, 2021 to Mar 29, 2022
  • Assets in custody · $214M to $232M
    Nov 10, 2021 to Mar 29, 2022
  • Employees · 22 to 23
    Nov 10, 2021 to Mar 29, 2022
  • State-registered IARs · 12 to 11
    Nov 10, 2021 to Mar 29, 2022
  • Discretionary RAUM · $2.3B to $2.8B
    Nov 10, 2021 to Mar 29, 2022
  • HNW RAUM · $2.3B to $2.7B
    Nov 10, 2021 to Mar 29, 2022
  • Individual RAUM · $74.1M to $101M
    Nov 10, 2021 to Mar 29, 2022
  • Non-discretionary RAUM · $16.1M to $24.6M
    Nov 10, 2021 to Mar 29, 2022
  • RAUM · $2.3B to $2.8B
    Nov 10, 2021 to Mar 29, 2022
  • Related insurance company · false to true
    Nov 10, 2021 to Mar 29, 2022
  • Accounts · 2,674 to 2,382
    Oct 21, 2020 to Mar 19, 2021
  • Advisory employees · 10 to 12
    Oct 21, 2020 to Mar 19, 2021
  • HNW clients · 233 to 288
    Oct 21, 2020 to Mar 19, 2021
  • Individual clients · 162 to 158
    Oct 21, 2020 to Mar 19, 2021
  • Assets in custody · $169M to $214M
    Oct 21, 2020 to Mar 19, 2021
  • Employees · 18 to 22
    Oct 21, 2020 to Mar 19, 2021
  • State-registered IARs · 10 to 12
    Oct 21, 2020 to Mar 19, 2021
  • Discretionary RAUM · $1.9B to $2.3B
    Oct 21, 2020 to Mar 19, 2021
  • HNW RAUM · $1.8B to $2.3B
    Oct 21, 2020 to Mar 19, 2021
  • Individual RAUM · $76.9M to $74.1M
    Oct 21, 2020 to Mar 19, 2021
  • Non-discretionary RAUM · $0 to $16.1M
    Oct 21, 2020 to Mar 19, 2021
  • RAUM · $1.9B to $2.3B
    Oct 21, 2020 to Mar 19, 2021
  • Accounts · 2,548 to 2,674
    Oct 29, 2019 to Feb 17, 2020
  • HNW clients · 281 to 233
    Oct 29, 2019 to Feb 17, 2020
  • Individual clients · 157 to 162
    Oct 29, 2019 to Feb 17, 2020
  • Assets in custody · $13.7M to $169M
    Oct 29, 2019 to Feb 17, 2020
  • Employees · 16 to 18
    Oct 29, 2019 to Feb 17, 2020
  • Discretionary RAUM · $1.6B to $1.9B
    Oct 29, 2019 to Feb 17, 2020
  • HNW RAUM · $1.6B to $1.8B
    Oct 29, 2019 to Feb 17, 2020
  • Individual RAUM · $46.4M to $76.9M
    Oct 29, 2019 to Feb 17, 2020
  • RAUM · $1.6B to $1.9B
    Oct 29, 2019 to Feb 17, 2020
  • Accounts · 2,388 to 2,548
    Oct 25, 2018 to Mar 28, 2019
  • Advisory employees · 8 to 10
    Oct 25, 2018 to Mar 28, 2019
  • HNW clients · 273 to 281
    Oct 25, 2018 to Mar 28, 2019
  • Individual clients · 156 to 157
    Oct 25, 2018 to Mar 28, 2019
  • Assets in custody · $20.5M to $13.7M
    Oct 25, 2018 to Mar 28, 2019
Signals
21 dated events
  • Radnor Financial Advisors, LLC's advisors moved to Corient (Wayne, PA): 14 of 14 registered, on the same day
    Mar 31, 2023 · Firm absorbed (people side) · derived
  • Kathryn Rose Riesberg left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Brian Joshua Jacobs left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Haley Paige Langan left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Casey Zistel Shure left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Michael Newman Mattise left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Lillia Smith left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Bryan Robert Blades left Radnor Financial Advisors, Llc for Corient (registered 2022-11-03)
    Mar 31, 2023 · Advisor changed firm · fact
  • Alyssa Marie Otway left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Ashley Diane Nimon left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Max Elfenbein left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Justin Matthew Spike left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Austin Dodge Hoggan left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Derrick Joseph Goodenow left Radnor Financial Advisors, Llc for Corient (registered 2022-11-02)
    Mar 31, 2023 · Advisor changed firm · fact
  • Carl Michael Rosenfeld left Radnor Financial Advisors, Llc for Corient (registered 2022-11-03)
    Mar 31, 2023 · Advisor changed firm · fact
  • Triston Larry Nakamura (Chief Compliance Officer) appeared on Schedule A of Radnor Financial Advisors, Llc
    Mar 1, 2023 · Control person joined · fact
  • Matthew Justin Spike (Partner, Financial Consultant) appeared on Schedule A of Radnor Financial Advisors, Llc
    Feb 17, 2020 · Control person joined · fact
  • Joshua Brian Jacobs (Partner, Financial Consultant, Director Of Portfolio Management) appeared on Schedule A of Radnor Financial Advisors, Llc
    Feb 17, 2020 · Control person joined · fact
  • Zistel Casey Shure (Partner, Director Of Financial Planning) appeared on Schedule A of Radnor Financial Advisors, Llc
    Feb 17, 2020 · Control person joined · fact
  • Radnor Financial Advisors, Llc filed its initial SEC registration (Form ADV)
    Feb 17, 2016 · First SEC registration · fact
  • Radnor Financial Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Feb 17, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026