DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left Y••••••••• W••••• P•••••••• L•• for B••••• P••••• A•••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Andrew Lane SternNew York, NyApr 21, 2023Apr 27, 2023
Carrie Gallaway MagliaNew York, NyApr 21, 2023Apr 27, 2023
Theodore Franklin DicksonNew York, NyApr 21, 2023Apr 27, 2023
Leigh Thomas MogliaNew York, NyApr 24, 2023Apr 28, 2023
The rule
Registrations ended
Apr 21, 2023 to Apr 24, 2023
Registered next
Apr 27, 2023 to Apr 28, 2023
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of Y••••••••• W••••• P•••••••• L••Other teams into B••••• P••••• A•••••••• L••