DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Leigh Thomas Moglia
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Leigh T Moglia
At current firm
3 y
since Apr 28, 2023
In the industry
18 y
since Jan 29, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Pointe Advisors, LLC independent RIA currentsince Apr 28, 2023 · New York, Ny
- Yorkbridge Wealth Partners, LLC formerJan 17, 2017 to Apr 24, 2023 · New York, Ny
- Lebenthal Wealth Advisors, LLC formerMay 12, 2014 to Oct 6, 2016 · New York, Ny
- Lebenthal Asset Management, LLC formerApr 1, 2014 to Jun 26, 2014 · New York, Ny
- Morgan Stanley wirehouseMar 11, 2011 to Apr 7, 2014 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Yorkbridge Wealth Partners, LLC to Beacon Pointe Advisors, LLCleft Apr 24, 2023, registered Apr 28, 2023 (4 days) · RIA to RIA · moved with a team
- Lebenthal Wealth Advisors, LLC to Yorkbridge Wealth Partners, LLCleft Oct 6, 2016, registered Jan 17, 2017 (103 days) · Other · moved with a team
- Lebenthal Asset Management, LLC to Lebenthal Wealth Advisors, LLCleft Jun 26, 2014, registered May 12, 2014 (-45 days) · channel change inside one enterprise, not a move
- Morgan Stanley to Lebenthal Asset Management, LLCleft Apr 7, 2014, registered Apr 1, 2014 (-6 days) · Other
Signals
- Leigh Thomas Moglia left Yorkbridge Wealth Partners, Llc for Beacon Pointe Advisors, Llc (registered 2023-04-28)Apr 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address