RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• F••••••• D••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Apr 27, 2023 · Bridgehampton, Ny
- Y••••••••• W••••• P•••••••• L•• formerJul 12, 2021 to Apr 21, 2023 · New York, Ny
- Y••••••••• W••••• P•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 21, 2023, registered Apr 27, 2023 (6 days) · RIA to RIA · moved with a team
- T••••••• F••••••• D•••••• left Y••••••••• W••••• P•••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2023-04-27)Apr 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address