DFX Intelligence
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Firm absorbed
3 advisors left J••••••• W••••• S••••••••• L•• for J••••••• W••••• S••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bradley James Haines | Scottsdale, Az | Nov 16, 2018 | Oct 22, 2018 |
| Tyler Robert Karl | Scottsdale, Az | Nov 16, 2018 | Oct 22, 2018 |
| Wanda Lee Stapley | Scottsdale, Az | Nov 16, 2018 | Oct 24, 2018 |
The rule
- Registrations ended
- Nov 16, 2018
- Registered next
- Oct 22, 2018 to Oct 24, 2018
- Branch state
- AZ
- Cities
- 1, most in Scottsdale, Az
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- a succession within a year (Aug 1, 2018), not necessarily this firm