DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Juncture Wealth Strategies, LLC
Latest filing Mar 31, 2026
First filing on the tape Aug 1, 2018 · 20 filings
SEC status approved since Sep 14, 2018
RAUM
$474M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$467M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$47.4M
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$474M as of Mar 31, 2026
Feb 22, 2019$213M then
HNW client RAUM$404M as of Mar 31, 2026
Feb 22, 2019$162M then
State-registered IARs (5.B.3)9 as of Mar 31, 2026
Feb 22, 20196 then
Employees (5.A)11 as of Mar 31, 2026
Feb 22, 20198 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $47.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $422,118derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$404M85%
- Individuals$63.0M13%
- Pension and profit-sharing plans$3.4M0.7%
- Charitable organizations$2.9M0.6%
- Individual clients
- 291reported
- HNW clients
- 171reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,122reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Barry Scott Rhonemus | Scottsdale, Az | Sep 14, 2018 | 29 y | 3 |
| Connor Pierce SmithCertified Financial Planner | Scottsdale, Az | Sep 14, 2018 | 11 y | 3 |
| Jack Andrew Barker | Scottsdale, Az | Sep 21, 2018 | 24 y | 5 |
| Bradley James HainesChartered Financial Analyst | Scottsdale, Az | Oct 22, 2018 | 31 y | 3 |
| Wanda Lee Stapley | Scottsdale, Az | Oct 24, 2018 | 36 y | 2 |
| Jana LavanwayCertified Financial Planner | Scottsdale, Az | Sep 18, 2020 | 17 y | 3 |
| Hannah Rose ChapmanCertified Financial Planner | Scottsdale, Az | Jan 29, 2021 | 19 y | 2 |
| Henry Wong | Naperville, Il | Nov 19, 2021 | 13 y | 2 |
| Allison Graham Spangler | Scottsdale, Az | Sep 8, 2024 | 17 y | 2 |
| Daniel Evan Owens | Scottsdale, Az | May 7, 2026 | 23 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Tyler Robert Karl to Heritage Family Offices, LlpAug 14, 2024 · RIA to RIA
Joined, latest
- Daniel Evan Owens from Elk River Wealth Management LLCMay 7, 2026 · RIA to RIA
- Allison Graham Spangler from Raymond James Financial Services Advisors, IncSep 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- Henry Wong from Juncture Wealth Advisors, LLCNov 19, 2021 · RIA to RIA
- Hannah Rose Chapman from Ameriprise Financial Services, LLCJan 29, 2021 · Affiliated broker-dealer or bank to independent RIA
- Jana Lavanway from Fidelity Personal And Workplace AdvisorsSep 18, 2020 · Affiliated broker-dealer or bank to independent RIA
- Jack Andrew Barker from Heritage Wealth Management, LLCSep 21, 2018 · RIA to RIA
- Connor Pierce Smith from Heritage Wealth Management, LLCSep 14, 2018 · RIA to RIA
- Barry Scott Rhonemus from Heritage Wealth Management, LLCSep 14, 2018 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Heritage Wealth Management, LLCDec 14, 2018 · Phoenix, Az
- 3 joined from Juncture Wealth Strategies, LLCNov 16, 2018 · Scottsdale, Az · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Jack Barker · Chief Compliance Officercontrolsince 03/2013 · owns less than 5%
- James Bradley Haines · Chief Investment Officercontrolsince 04/2018 · owns less than 5%
- Scott Barry Rhonemus · Chief Executive Officercontrolsince 09/2010 · owns less than 5%
- Andrew Jack Barker · Ownercontrolsince 03/2018 · owns 25% to 50% of Juncture, Inc.
- James Bradley Haines · Ownercontrolsince 03/2018 · owns 25% to 50% of Juncture, Inc.
- Scott Barry Rhonemus · Ownercontrolsince 03/2018 · owns 50% to 75% of Juncture, Inc.
Entity owners
- Juncture, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Juncture Asset Managementinvestment advisernRAUM $363M
Advisers that list Juncture Wealth Strategies, LLC as a related person
- 306349 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lancaster, OH1 employees
- Tempe, AZ1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2025-03-26, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,049 to 1,122Mar 26, 2025 to Mar 31, 2026
- Advisory activities · 4 to 3Mar 26, 2025 to Mar 31, 2026
- HNW clients · 162 to 171Mar 26, 2025 to Mar 31, 2026
- Individual clients · 274 to 291Mar 26, 2025 to Mar 31, 2026
- Employees · 10 to 11Mar 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $399M to $462MMar 26, 2025 to Mar 31, 2026
- HNW RAUM · $348M to $404MMar 26, 2025 to Mar 31, 2026
- Individual RAUM · $56.6M to $63.0MMar 26, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $10.9M to $11.6MMar 26, 2025 to Mar 31, 2026
- Pension RAUM · $2.5M to $3.4MMar 26, 2025 to Mar 31, 2026
- RAUM · $410M to $474MMar 26, 2025 to Mar 31, 2026
- Accounts · 769 to 1,049Mar 18, 2024 to Mar 26, 2025
- HNW clients · 139 to 162Mar 18, 2024 to Mar 26, 2025
- Individual clients · 191 to 274Mar 18, 2024 to Mar 26, 2025
- Pension plan clients · 3.0 to unsetMar 18, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 11-25Mar 18, 2024 to Mar 26, 2025
- Discretionary RAUM · $324M to $399MMar 18, 2024 to Mar 26, 2025
- HNW RAUM · $304M to $348MMar 18, 2024 to Mar 26, 2025
- Individual RAUM · $26.2M to $56.6MMar 18, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $8.7M to $10.9MMar 18, 2024 to Mar 26, 2025
- Pension RAUM · $2.2M to $2.5MMar 18, 2024 to Mar 26, 2025
- RAUM · $333M to $410MMar 18, 2024 to Mar 26, 2025
- Related adviser · true to falseMar 18, 2024 to Mar 26, 2025
- Accounts · 805 to 769Mar 28, 2023 to Mar 18, 2024
- Advisory employees · 10 to 9Mar 28, 2023 to Mar 18, 2024
- Advisory activities · 5 to 4Mar 28, 2023 to Mar 18, 2024
- Corporate clients · 0.0 to unsetMar 28, 2023 to Mar 18, 2024
- HNW clients · 126 to 139Mar 28, 2023 to Mar 18, 2024
- Individual clients · 172 to 191Mar 28, 2023 to Mar 18, 2024
- Pension plan clients · 2 to 3Mar 28, 2023 to Mar 18, 2024
- Employees · 11 to 10Mar 28, 2023 to Mar 18, 2024
- State-registered IARs · 10 to 9Mar 28, 2023 to Mar 18, 2024
- Discretionary RAUM · $296M to $324MMar 28, 2023 to Mar 18, 2024
- HNW RAUM · $286M to $304MMar 28, 2023 to Mar 18, 2024
- Individual RAUM · $25.9M to $26.2MMar 28, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $18.9M to $8.7MMar 28, 2023 to Mar 18, 2024
- Pension RAUM · $3.2M to $2.2MMar 28, 2023 to Mar 18, 2024
- RAUM · $315M to $333MMar 28, 2023 to Mar 18, 2024
- Accounts · 653 to 805Nov 23, 2022 to Mar 28, 2023
- Corporate clients · 1 to 0Nov 23, 2022 to Mar 28, 2023
Signals
3 dated events
- Tyler Robert Karl left Juncture Wealth Strategies, Llc for Heritage Family Offices, Llp (registered 2025-10-21)Aug 14, 2024 · Advisor changed firm · fact
- Juncture Wealth Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 1, 2018 · Succession (Item 4) · fact
- Juncture Wealth Strategies, Llc filed its initial SEC registration (Form ADV)Aug 1, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/JUNCTURE-WEALTH-STRATEGIES-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- JUNCTUREWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 480-253-4100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026