RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J•••• H•••••
- J••••••• W••••• S••••••••• L•• independent RIA currentsince Oct 22, 2018 · Scottsdale, Az
- J••••••• W••••• S••••••••• L•• formerJul 24, 2017 to Nov 16, 2018 · Scottsdale, Az
- J••••••• W••••• S••••••••• L•• formerSep 8, 2015 to Aug 17, 2017 · Scottsdale, Az
- W•••• F•••• I••••••••• L•• unclassifiedSep 13, 2004 to May 4, 2005 · Sun City, Az
- J••••••• W••••• S••••••••• L•• to J••••••• W••••• S••••••••• L••left Nov 16, 2018, registered Oct 22, 2018 (-25 days) · channel change inside one enterprise, not a move · moved with a team
- J••••••• W••••• S••••••••• L•• to J••••••• W••••• S••••••••• L••left Aug 17, 2017, registered Jul 24, 2017 (-24 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• I••••••••• L•• to J••••••• W••••• S••••••••• L••left May 4, 2005, registered Sep 8, 2015 (3779 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address