DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left H••••••• W••••• M••••••••• L•• for H••••••• F••••• O••••••• L••

independent RIAtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Brent James EmchPhoenix, AzMar 5, 2024Feb 3, 2023
Brian Louis BollPhoenix, AzMar 5, 2024Jun 12, 2024
Christian Mark HarrisPhoenix, AzMar 5, 2024Feb 3, 2023
David Elgin MaxeyPhoenix, AzMar 5, 2024Mar 15, 2023
The rule
Registrations ended
Mar 5, 2024
Registered next
Feb 3, 2023 to Jun 12, 2024
Branch state
AZ
Cities
1, most in Phoenix, Az
Registered there that day
6 (people still on IAPD; an estimate)
Share of that headcount
67%
Succession by the destination
none on the tape
Other teams out of H••••••• W••••• M••••••••• L••Other teams into H••••••• F••••• O••••••• L••