RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T••• F•••••••• independent RIA currentsince Oct 10, 2025 · Scottsdale, Az
- H••••••• F••••• O••••••• L•• independent RIAJun 13, 2024 to Jun 10, 2025 · Scottsdale, Az
- H••••••• F••••• O••••••• L•• independent RIAMar 15, 2023 to Dec 31, 2023 · Scottsdale, Az
- H••••••• W••••• M••••••••• L•• formerJul 7, 2017 to Mar 5, 2024 · Phoenix, Az
- H••••••• W••••• M••••••••• L•• formerSep 15, 2014 to Aug 18, 2017 · Phoenix, Az
- W•••• F•••• A••••••• wirehouseMay 15, 2008 to Aug 20, 2014 · Phoenix, Az
- W•••• F•••• I••••••••• L•• unclassifiedApr 5, 2007 to Apr 21, 2008 · Scottsdale, Az
- H••••••• F••••• O••••••• L•• to T••• F••••••••left Jun 10, 2025, registered Oct 10, 2025 (122 days) · RIA to RIA
- H••••••• W••••• M••••••••• L•• to H••••••• F••••• O••••••• L••left Mar 5, 2024, registered Mar 15, 2023 (-356 days) · Other · moved with a team
- H••••••• W••••• M••••••••• L•• to H••••••• W••••• M••••••••• L••left Aug 18, 2017, registered Jul 7, 2017 (-42 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to H••••••• W••••• M••••••••• L••left Aug 20, 2014, registered Sep 15, 2014 (26 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Apr 21, 2008, registered May 15, 2008 (24 days) · Other
- D•••• E•••• M•••• left H••••••• F••••• O••••••• L•• for T••• F•••••••• (registered 2025-10-10)Jun 10, 2025 · Advisor changed firm · fact
- D•••• E•••• M•••• left H••••••• W••••• M••••••••• L•• for H••••••• F••••• O••••••• L•• (registered 2023-03-15)Mar 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address